Director of Finance And Operations

Director of Finance – Investment Management Platform Position Overview My investment management client who manages about $20B AUM is seeking a Director of Finance to serve as a senior financial leader within a growing investment management organization. This individual will oversee all core finance functions, including accounting, financial reporting, planning, treasury, and compliance support across a multi-product, multi-entity investment platform. This role partners closely with senior leadership to support strategic decision-making, operational scaling, and financial integrity across both corporate and fund-level activities in a regulated investment environment. Key Responsibilities Financial Leadership & Strategy Act as a strategic finance partner to senior leadership, supporting long-term growth initiatives and product expansion strategies Provide financial analysis, modeling, and scenario planning to support business decisions and new initiatives Translate organizational priorities into financial forecasts, performance tracking, and capital planning frameworks Accounting & Reporting Oversee monthly, quarterly, and annual close processes across corporate and investment entities Ensure accurate preparation of financial statements in accordance with applicable accounting standards Maintain integrity of consolidated reporting across multiple entities and investment structures Coordinate with external auditors and service providers on audit and reporting deliverables Budgeting & Forecasting Lead annual budgeting process and ongoing forecasting cycles Analyze revenue drivers tied to asset-based fees and product performance Monitor operating expenses and identify opportunities for efficiency and scale Treasury & Liquidity Management Manage cash flow, liquidity planning, and banking relationships Oversee capital allocation decisions supporting operational and growth initiatives Support working capital optimization across business lines Compliance & Controls Support adherence to regulatory, tax, and financial reporting requirements applicable to investment management entities Maintain and enhance internal controls over financial reporting Coordinate with legal, compliance, and audit stakeholders on reporting and control matters Monitor financial risk exposures including market, currency, and operational risks Fund & Product Finance Support Support financial operations related to investment products, including lifecycle activity, expense allocation, and performance reporting Partner with operations and external administrators to ensure accurate NAV and fund-level reporting Assist with fee calculations and product-level financial analytics where applicable Leadership & Team Development Build, lead, and develop a high-performing finance team Establish scalable processes and workflows to support organizational growth Promote collaboration across investment, operations, and distribution functions Investor & Executive Reporting Prepare financial reporting materials for senior leadership and governing bodies Support investor-facing financial reporting and due diligence requests Contribute to internal and external stakeholder communications regarding financial performance Strategic Projects Lead or support initiatives such as system implementations, process improvements, and cost optimization Evaluate financial implications of potential acquisitions, partnerships, or new business lines Support expansion into new jurisdictions or operational structures as needed Qualifications Bachelor’s degree in Accounting, Finance, with an active CPA 8–12+ years of progressive finance experience in investment management, financial services, or fund-related environments Prior experience in a senior finance role overseeing accounting, reporting, and planning functions Strong technical accounting knowledge and experience with multi-entity structures Deep understanding of asset-based revenue models and investment product economics Experience working in a regulated financial environment preferred Strong leadership experience managing finance teams Excellent analytical, communication, and stakeholder management skills Preferred Experience Background in investment platforms, asset management, or fund-adjacent businesses Exposure to multi-product or international business operations Experience with financial system implementations or scaling finance infrastructure Familiarity with performance-based revenue structures and investment reporting workflows