Trade Surveillance Analyst
Huron, Kenmore, NY, United States
Overview
Huron is redefining what a global consulting organization can be. Advancing new ideas every day to build even stronger clients, individuals and communities. We’re helping our clients find new ways to drive growth, enhance business performance and sustain leadership in the markets they serve. And, we’re developing strategies and implementing solutions that enable the transformative change they need to own their future.
As a member of the Huron corporate team, you’ll help to evolve our business model to stay ahead of market forces, industry trends and client needs. Our accounting, finance, human resources, IT, legal, marketing and facilities management professionals work collaboratively to support Huron’s collective strategies and enable real transformation to produce sustainable business results.
Responsibilities
Clear trade alerts that have been backed up due to a change in trade surveillance systems.
Conduct daily surveillance to ensure compliance with appropriate rules, regulations, and firm policies.
Perform research and investigations to identify the reason for potential violations.
Document research results and elevate violations and/or suspicious activity according to firm policy and regulatory requirements.
Liaise with Information Technology and Senior Management in the development, review, and clearance of surveillance models.
Position Details
Contract based – 3 months or longer
Hybrid schedule – located in Midtown NYC
Position Level:
Consultant
Country:
United States of America
#J-18808-Ljbffr
Huron is redefining what a global consulting organization can be. Advancing new ideas every day to build even stronger clients, individuals and communities. We’re helping our clients find new ways to drive growth, enhance business performance and sustain leadership in the markets they serve. And, we’re developing strategies and implementing solutions that enable the transformative change they need to own their future.
As a member of the Huron corporate team, you’ll help to evolve our business model to stay ahead of market forces, industry trends and client needs. Our accounting, finance, human resources, IT, legal, marketing and facilities management professionals work collaboratively to support Huron’s collective strategies and enable real transformation to produce sustainable business results.
Responsibilities
Clear trade alerts that have been backed up due to a change in trade surveillance systems.
Conduct daily surveillance to ensure compliance with appropriate rules, regulations, and firm policies.
Perform research and investigations to identify the reason for potential violations.
Document research results and elevate violations and/or suspicious activity according to firm policy and regulatory requirements.
Liaise with Information Technology and Senior Management in the development, review, and clearance of surveillance models.
Position Details
Contract based – 3 months or longer
Hybrid schedule – located in Midtown NYC
Position Level:
Consultant
Country:
United States of America
#J-18808-Ljbffr