Senior Manager 2LoD Testing Lead – Risk Data and Reporting

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Ces témoins n’enregistrent pas de renseignements personnels permettant l’identification.The 2LOD Testing Lead – Risk Data and Reporting is responsible for planning, scoping, and overseeing the execution of independent 2LoD testing across regulatory and internal risk reporting, data management, and liquidity risk management processes. This role requires in-depth knowledge of risk data aggregation and reporting, regulatory instructions and requirements for key risk reports such as FR 2052a, FR Y9C, the Call Report, FR Y14Q/M, as well as liquidity risk management framework and leading industry practices. This role leads a team of testers to perform effective review and challenge of 1LoD and 2LoD processes and controls, assess end-to-end data integrity across technology systems, understand and validate the calculation and reporting logic and assess the conformance of regulatory requirements.* Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required* Oversees and leads a highly complex and diverse function for an area of significant risk, complexity or scope while growing talent, developing skills and capabilities to achieve career goals, support project/initiative success and achieve business results* Manages and oversees the overall discipline and strategy for the respective areas while aligning to the enterprise best practices* Provides coaching, mentorship and guidance to practitioners, business, executives within area of expertise* Acts as a strategic partner to leadership team on the management of the function, with deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business management/enterprise areas* Sets operational team direction and collaborates with others to execute on common goals* Focuses on longer-range planning for functional area (e.g. 12 months or greater)* Leads 2LoD testing team to execute independent 2LoD testing of risk data aggregation and reporting and liquidity risk management, including test scoping and planning, execution, issue tracking and reporting* Independently assess the materiality and risk rating of in scope regulatory and internal risk management reports to determine the testing frequency, testing scope, key data element selection and testing approach* Manages the testing inventory and incorporates changes in the regulatory landscape as well as internal risk profile to update the testing universe and test plans* Owns the end-to-end testing and validation work from planning to execution, issues assessment and socialization, monitoring and reporting* Acts as the subject matter expert in the technical risk management and reporting areas (e.g., liquidity ratio calculation, liquidity stress testing) and regulatory requirements and instructions (e.g., FRB, OCC, FFIEC, Basel) to lead the team in transaction testing of key reports* Interacts with stakeholders from risk management, data management, technology, model owners and validators, to identify, understand and validate data lineage, data transformation and aggregation across systems, EUCs, models and reporting tools* Leads the discussion with stakeholders confirm identified control weaknesses, emerging risks, and potential compliance gaps, and discuss, assess and confirm remediation plans* Bachelor’s degree required; advanced degree or relevant certifications (e.g., CRISC, CISA, CIA, CPA) preferred* Experience in risk management, internal audit, compliance testing, or a related field within financial services* Strong understanding of regulatory requirements and expectations related risk data and aggregation (e.g., BCBS 239) and liquidity risk management (e.g., Reg YY)* Experience with regulatory reporting systems (e.g., Axiom) and data warehouse, and ability to work with large datasets and perform data analytics* Experience leading teams and managing complex testing programs* Strong attention to detail and ability to get to the root cause of issues and observations* Undergraduate degree preferred* 10+ years of relevant experience* Deep industry and business knowledge and expertise on risk and control functions* Advanced knowledge of governance, risk and control procedures, strategies & tactics* Advanced knowledge of risk management environment, standards, regulations and mitigation* Knowledge of current and emerging trends* Skill in managing budgets and resource allocation* Skill in mentoring, coaching and performance management* Skill in using analytical software tools, data analysis methods and reporting techniques* Skill in using computer applications including MS Office* Advanced ability to lead, plan, implement and evaluate program/project activities to ensure completion* Ability to communicate effectively in both oral and written form* Ability to work collaboratively and build relationships across teams and functions* Ability to work successfully as a member of a team and independently* Ability to exercise sound judgement in making decisions* Ability to analyze, organize and prioritize work while meeting multiple deadlines* Ability to process and handle confidential information with discretion* Ability to establish goals and objectives that support the strategic plan* Ability to contribute to strategic direction of the strategic initiatives and projects* Develops, communicates and implements a holistic governance and control strategy for own specific business function in support of and integrated with the overall business strategy* Manages and plans activities that require alignment across multiple areas* Leads the implementation of regulatory change management and provides guidance to the team in the development and/or integrated implementation of policies/procedures/changes across multiple business/functional areas* Leads partnership with management and respective teams for area of specialization with industry, enterprise, and business awareness; recognizing and anticipating emerging trends and; identifying issues and opportunities and recommending actions to senior management* Ensures all administration, control and compliance activities are complete and accurate to meet targets for own area* Ensures an integrated and aggregated view of all related business risk and control activities across the overall function providing escalations, recommendations, and decision support to leadership* Forecasts programs/initiatives and demand, and coordinates prioritization of the portfolio/initiatives with key stakeholders* Provides functional/business level communications to ensure messages to stakeholders and/or employees are consistent, appropriate and aligned to business risk strategies and executive management direction* Provides direction to complex, wide-ranging
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