Enterprise Compliance and Operational Risk Analyst
Regions Bank, Charlotte, NC, United States
Job Description
At Regions, the Enterprise Compliance and Operational Risk Analyst serves as a member of Regions’ second line of defense risk management function. This position supports the development and maintenance of a strong risk culture by implementing Regions’ risk management framework, internal policies, and program infrastructure. Additionally, this position works closely with first line of defense associates to proactively identify, measure, monitor, and manage risks across the organization.
Primary Responsibilities
Supports risk programs through monitoring, testing, and reporting to ensure adherence to regulatory and risk management standards
Conducts risk assessments and evaluates control effectiveness, including the review of organizational initiatives for risk impact
Develops and maintains risk metrics, dashboards, and reporting tools
Analyzes findings, losses, and risk events to identify trends
Collaborates cross-functionally with business units and stakeholders to provide guidance and risk mitigation strategies
Assists with regulatory exams and internal audits by compiling requested information and preparing supporting materials
Maintains understanding of applicable laws, regulations, internal policies, and trends, as well as monitors changes and communicates impacts appropriately
Supports efforts to resolve highly critical issues, findings, and/or regulator matters
Supervises day-to-day work of junior analysts when appropriate, as well as provides advice and guidance to develop technical skills and knowledge
This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay.
Requirements
Bachelor’s degree in related field and six (6) years of experience in risk, audit, or related oversight function(s)
Or High School Diploma or GED and seven (7) years of experience in risk, audit, or related oversight function(s)
Preferences
Applicable certifications (e.g., Certified Fraud Examiner (CFE), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM))
Experience with Governance, Risk Management and Compliance (GRC) tools
Knowledge of data visualization and programming software
Knowledge of end-to-end banking processes (e.g., sales, account opening, account servicing, payments)
Knowledge of key federal acts and associated banking regulations (e.g., Dodd-Frank Act, Electronic Fund Transfer Act, Expedited Funds Availability Act, Truth in Lending)
Knowledge of risk management frameworks (e.g., Basel, Committee of Sponsoring Organizations (COSO))
Master’s degree in related field
Skills and Competencies
Ability to learn additional systems as needed
Ability to make balanced, risk-based decisions based on facts
Ability to prioritize projects and allocate time efficiently and effectively
Ability to research, analyze data, and derive facts
Ability to solve problems and implement effective solutions
Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.)
Strong verbal, written communication, and organizational skills
Strong work ethic and self‑motivation
Position Type
Full time
Compensation Details
Pay ranges are job specific and are provided as a point‑of‑market reference for compensation decisions. Other factors which directly impact pay for individual associates include experience, skills, knowledge, contribution, job location and most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job.
Job Range Target
Minimum: $81,289.00 USD
Median: $118,330.00 USD
Incentive Pay Plans
This job may participate in an annual discretionary bonus plan.
Benefits Information
Regions offers a benefits package that is flexible, comprehensive and recognizes that "one size does not fit all" for benefits‑eligible associates. Listed below is a synopsis of the benefits offered by Regions for informational purposes, which is not intended to be a complete summary of plan terms and conditions.
Paid Vacation/Sick Time
401K with Company Match
Medical, Dental and Vision Benefits
Disability Benefits
Health Savings Account
Flexible Spending Account
Life Insurance
Parental Leave
Employee Assistance Program
Associate Volunteer Program
Please note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time. To learn more about Regions’ benefits, please visit: https://www.regions.com/about-regions/welcome-portal/benefits
Location Details
Regions Center
Location
Birmingham, Alabama
Equal Opportunity Employer/including Disabled/Veterans
Job applications at Regions are accepted electronically through our career site for a minimum of five business days from the date of posting. Job postings for higher‑volume positions may remain active for longer than the minimum period due to business need and may be closed at any time thereafter at the discretion of the company.
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At Regions, the Enterprise Compliance and Operational Risk Analyst serves as a member of Regions’ second line of defense risk management function. This position supports the development and maintenance of a strong risk culture by implementing Regions’ risk management framework, internal policies, and program infrastructure. Additionally, this position works closely with first line of defense associates to proactively identify, measure, monitor, and manage risks across the organization.
Primary Responsibilities
Supports risk programs through monitoring, testing, and reporting to ensure adherence to regulatory and risk management standards
Conducts risk assessments and evaluates control effectiveness, including the review of organizational initiatives for risk impact
Develops and maintains risk metrics, dashboards, and reporting tools
Analyzes findings, losses, and risk events to identify trends
Collaborates cross-functionally with business units and stakeholders to provide guidance and risk mitigation strategies
Assists with regulatory exams and internal audits by compiling requested information and preparing supporting materials
Maintains understanding of applicable laws, regulations, internal policies, and trends, as well as monitors changes and communicates impacts appropriately
Supports efforts to resolve highly critical issues, findings, and/or regulator matters
Supervises day-to-day work of junior analysts when appropriate, as well as provides advice and guidance to develop technical skills and knowledge
This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay.
Requirements
Bachelor’s degree in related field and six (6) years of experience in risk, audit, or related oversight function(s)
Or High School Diploma or GED and seven (7) years of experience in risk, audit, or related oversight function(s)
Preferences
Applicable certifications (e.g., Certified Fraud Examiner (CFE), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM))
Experience with Governance, Risk Management and Compliance (GRC) tools
Knowledge of data visualization and programming software
Knowledge of end-to-end banking processes (e.g., sales, account opening, account servicing, payments)
Knowledge of key federal acts and associated banking regulations (e.g., Dodd-Frank Act, Electronic Fund Transfer Act, Expedited Funds Availability Act, Truth in Lending)
Knowledge of risk management frameworks (e.g., Basel, Committee of Sponsoring Organizations (COSO))
Master’s degree in related field
Skills and Competencies
Ability to learn additional systems as needed
Ability to make balanced, risk-based decisions based on facts
Ability to prioritize projects and allocate time efficiently and effectively
Ability to research, analyze data, and derive facts
Ability to solve problems and implement effective solutions
Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.)
Strong verbal, written communication, and organizational skills
Strong work ethic and self‑motivation
Position Type
Full time
Compensation Details
Pay ranges are job specific and are provided as a point‑of‑market reference for compensation decisions. Other factors which directly impact pay for individual associates include experience, skills, knowledge, contribution, job location and most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job.
Job Range Target
Minimum: $81,289.00 USD
Median: $118,330.00 USD
Incentive Pay Plans
This job may participate in an annual discretionary bonus plan.
Benefits Information
Regions offers a benefits package that is flexible, comprehensive and recognizes that "one size does not fit all" for benefits‑eligible associates. Listed below is a synopsis of the benefits offered by Regions for informational purposes, which is not intended to be a complete summary of plan terms and conditions.
Paid Vacation/Sick Time
401K with Company Match
Medical, Dental and Vision Benefits
Disability Benefits
Health Savings Account
Flexible Spending Account
Life Insurance
Parental Leave
Employee Assistance Program
Associate Volunteer Program
Please note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time. To learn more about Regions’ benefits, please visit: https://www.regions.com/about-regions/welcome-portal/benefits
Location Details
Regions Center
Location
Birmingham, Alabama
Equal Opportunity Employer/including Disabled/Veterans
Job applications at Regions are accepted electronically through our career site for a minimum of five business days from the date of posting. Job postings for higher‑volume positions may remain active for longer than the minimum period due to business need and may be closed at any time thereafter at the discretion of the company.
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