Employee, Financial Crime Surveillance Analyst
UBS, Raleigh, NC, United States
Overview
Your role: UBS Business Solutions US LLC is seeking an Employee, Financial Crime Surveillance Analyst in Morrisville, NC.
Are you an innovative thinker? Do you enjoy delivering enhanced change capabilities across a range of business functions? Do you know how to engage different kinds of people on a variety of topics?
We’re looking for an Employee, Financial Crime Surveillance Analyst to:
Review client transactions, conduct initial analysis and identify suspicious activity as well as escalate cases for further review. Research entities and/or individuals using both public domain and database search services.
Maintain regular contact with branch personnel to obtain necessary information about customers and account activity. Design and develop monitoring reports and assist management with testing enhancements to the monitoring program.
Support senior staff in researching and responding to regulatory requests.
Can work hybrid (In-office/remote).
Qualified applicants apply through SH-ProfRecruitingcc@ubs.com. Please reference 002761. NO CALLS PLEASE. EOE/M/F/D/V
Salary & Work Schedule: $90,022/year, 40 hrs/wk. This notice is being posted in connection with an application for permanent Alien Labor Certification. Any person may comment or provide documentary evidence bearing on this application to: U.S. Department of Labor, Employment and Training Administration, Office of Foreign Labor Certification, 200 Constitution Avenue NW, Room N-5311, Washington, DC 20210.
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.
Job Type
Full Time
Job Reference #
337302BR
City
Raleigh
Your team
Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients. You’ll be working in the Financial Crime Surveillance Analyst team in Morrisville, NC.
Your expertise
Education & Experience Requirement:
Bachelor’s degree or foreign equivalent in Accounting, Finance, Crime Surveillance, or a related field of study plus 4 years of experience in the job offered or 4 years of experience as a Financial Analyst, Fraud/Financial Crime Analyst, or a related occupation.
Position requires experience with the following:
Case management systems and various compliance systems; Investigative intelligence analysis experience within a Federal, State, Local or Tribal law enforcement agency or a branch of the military; Reviewing client transactions to conduct initial analysis and identify suspicious activity as well as escalate cases for further review; provide AML solutions and prioritize a diverse workload with multiple deadlines; design and development of monitoring reports and assist management with testing enhancements to the monitoring program; researching and responding to regulatory requests; cleaning and transforming data in Excel; conducting open-source research on client’s and counterparties; navigating SharePoint lists and workflows.
About Us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.
Salary information
The indicative gross base salary for this role is USD 90,000 /annum in Raleigh, NC.
Join us
At UBS, we know that it’s our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
#J-18808-Ljbffr
Your role: UBS Business Solutions US LLC is seeking an Employee, Financial Crime Surveillance Analyst in Morrisville, NC.
Are you an innovative thinker? Do you enjoy delivering enhanced change capabilities across a range of business functions? Do you know how to engage different kinds of people on a variety of topics?
We’re looking for an Employee, Financial Crime Surveillance Analyst to:
Review client transactions, conduct initial analysis and identify suspicious activity as well as escalate cases for further review. Research entities and/or individuals using both public domain and database search services.
Maintain regular contact with branch personnel to obtain necessary information about customers and account activity. Design and develop monitoring reports and assist management with testing enhancements to the monitoring program.
Support senior staff in researching and responding to regulatory requests.
Can work hybrid (In-office/remote).
Qualified applicants apply through SH-ProfRecruitingcc@ubs.com. Please reference 002761. NO CALLS PLEASE. EOE/M/F/D/V
Salary & Work Schedule: $90,022/year, 40 hrs/wk. This notice is being posted in connection with an application for permanent Alien Labor Certification. Any person may comment or provide documentary evidence bearing on this application to: U.S. Department of Labor, Employment and Training Administration, Office of Foreign Labor Certification, 200 Constitution Avenue NW, Room N-5311, Washington, DC 20210.
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.
Job Type
Full Time
Job Reference #
337302BR
City
Raleigh
Your team
Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients. You’ll be working in the Financial Crime Surveillance Analyst team in Morrisville, NC.
Your expertise
Education & Experience Requirement:
Bachelor’s degree or foreign equivalent in Accounting, Finance, Crime Surveillance, or a related field of study plus 4 years of experience in the job offered or 4 years of experience as a Financial Analyst, Fraud/Financial Crime Analyst, or a related occupation.
Position requires experience with the following:
Case management systems and various compliance systems; Investigative intelligence analysis experience within a Federal, State, Local or Tribal law enforcement agency or a branch of the military; Reviewing client transactions to conduct initial analysis and identify suspicious activity as well as escalate cases for further review; provide AML solutions and prioritize a diverse workload with multiple deadlines; design and development of monitoring reports and assist management with testing enhancements to the monitoring program; researching and responding to regulatory requests; cleaning and transforming data in Excel; conducting open-source research on client’s and counterparties; navigating SharePoint lists and workflows.
About Us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.
Salary information
The indicative gross base salary for this role is USD 90,000 /annum in Raleigh, NC.
Join us
At UBS, we know that it’s our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
#J-18808-Ljbffr