US Global Markets Fixed Income Compliance Officer

The US Fixed Income Compliance Officer is responsible for performing important advisory and monitoring functions to support CIBC’s U.S. Fixed Income Compliance program. The Compliance Officer is responsible for the implementation and oversight of CIBC’s U.S. Fixed Income Compliance Program. The position requires strong knowledge of U.S. securities laws, the Department of the Treasury rules and regulations, and the ability to interact with senior managers and U.S. regulators.* Technology in order to continually evaluate and enhance systems to address specific regulatory requirements and surveillance reports to achieve optimal efficiency and ensure accurate criteria;* Compliance Management to collaborate with potential regulatory issues and net new rule requirements;* Infrastructure support groups (e.g., Finance and Operations) to collaborate on control issues;* US Legal to seek interpretive guidance on technical regulatory requirements; and* US regulators and CIBC Internal Audit staff during regulatory exams and audits* As an employee of CIBC, the incumbent must comply with all applicable CIBC and Line of Business policies, standards, guidelines and controls.* As a Compliance Officer, this job is accountable for reviewing the work of others in the business unit to ensure adherence with all CIBC and LOB governance requirements;* As an employee of CIBC, the incumbent must complete all annual training requirements* As a key contributor to the business unit, this job has the authority to recommend changes to business processes in order to enhance operational efficiency and effectiveness* Who You Are* Strong interpersonal and written/verbal communication skills* Bachelor’s degree; J.D. preferred* Strong technical skills in Microsoft Excel, PowerPoint, SharePoint, Word;* Strong interpersonal skills in order to maintain working relationships;.* Excellent verbal and writing skills;* Series 7, 63 preferred (24 license a plus);* Understanding of U.S. financial regulatory landscape, with an emphasis on U.S. broker-dealer regulations;* *In depth u*nderstanding of the U.S. Auction process and requirements.* We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program\*, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.* Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.* We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.At CIBC, we are in business to help our clients, employees and shareholders achieve what is important to them. Our ability to create value for all CIBC stakeholders is driven by a business culture based on common values: Trust, Teamwork and Accountability.

Working with CIBC makes you a part of a work environment committed to our clients, employees and communities - a place where you can excel.

Every day, our 48,000 employees help our clients achieve their financial goals, because what matters to our clients, matters to us.
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