Auditor - Asset & Wealth Management (Internal Audit)
NACBA, Palos Hills, IL, United States
Role
The Asset Management and Wealth Management (AMWM) Team within Audit Services is responsible for providing assurance on Northern Trust's wealth and asset management capabilities. As a direct report to a Senior Audit Manager, the Auditor conducts and documents routine audit examinations, completing the audit in accordance with stated budget, timeframes, and Department Policies and Standards. The Auditor provides input to improve operational efficiency and enhance the design or operating effectiveness of the internal control environment.
Major Duties
Supervised; developing audit independence
Execute portions of planning/testing
Developing understanding of audit methodology/standards
Support contribution to workpapers
Identify Data Analytics opportunities
Planning
Complete portions of Planning Documentation
Attend walkthroughs, collect materials
Draft risk and controls
Fieldwork
Low or moderate complexity/risk
Complete testing; assist in approach, manage budget, escalates issues
Reporting
Assist in drafting issues for Audit Report
Issue Validation
Performs testing
Qualifications
Knowledge of auditing in the financial services industry and basic accounting principles
Interest in pursuing professional certifications (e.g., CPA, CISA, CIA, ACA, ACCA) and/or an MBA with demonstrated technical abilities in select areas (e.g., accounting, regulatory compliance)
Strong analytical, organizational and communication skills required to conduct audits
Strong report writing and workpaper documentation skills
A College or University degree and 1+ years of auditing and/or systems experience in a financial institution or similar public accounting experience in the financial services industry preferred
Reasonable Accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.
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The Asset Management and Wealth Management (AMWM) Team within Audit Services is responsible for providing assurance on Northern Trust's wealth and asset management capabilities. As a direct report to a Senior Audit Manager, the Auditor conducts and documents routine audit examinations, completing the audit in accordance with stated budget, timeframes, and Department Policies and Standards. The Auditor provides input to improve operational efficiency and enhance the design or operating effectiveness of the internal control environment.
Major Duties
Supervised; developing audit independence
Execute portions of planning/testing
Developing understanding of audit methodology/standards
Support contribution to workpapers
Identify Data Analytics opportunities
Planning
Complete portions of Planning Documentation
Attend walkthroughs, collect materials
Draft risk and controls
Fieldwork
Low or moderate complexity/risk
Complete testing; assist in approach, manage budget, escalates issues
Reporting
Assist in drafting issues for Audit Report
Issue Validation
Performs testing
Qualifications
Knowledge of auditing in the financial services industry and basic accounting principles
Interest in pursuing professional certifications (e.g., CPA, CISA, CIA, ACA, ACCA) and/or an MBA with demonstrated technical abilities in select areas (e.g., accounting, regulatory compliance)
Strong analytical, organizational and communication skills required to conduct audits
Strong report writing and workpaper documentation skills
A College or University degree and 1+ years of auditing and/or systems experience in a financial institution or similar public accounting experience in the financial services industry preferred
Reasonable Accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.
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