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Chief Compliance & Regulatory Strategy Leader

Ascensus, WorkFromHome, PA, United States


A leading compliance firm is seeking a Chief Compliance Officer to oversee regulatory compliance for its operations, including broker-dealers and investment advisors. This hybrid role involves ensuring adherence to laws and policies while managing a team of compliance professionals. The ideal candidate will have at least 15 years of experience in compliance, strong leadership skills, and certifications like CRCM. This position offers a competitive salary and benefits.
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