Chief Compliance & Regulatory Strategy Leader

A leading financial services firm is searching for a Chief Compliance Officer who will oversee compliance for broker-dealers and investment advisors. This hybrid role requires a minimum of 15 years of experience in compliance, with a strong emphasis on regulatory knowledge and leadership skills. The position involves managing a team and working closely with senior management on compliance initiatives. Candidates must be willing to obtain necessary securities licenses within 6 months. Comprehensive benefits and competitive salary are offered.
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