Financial Advisor (Bellevue)
SR Staffing, Bellevue, WA, United States
Financial Advisor
Location:
Bellevue, WA
Employment Type:
Full-Time | RIA Environment
The
Financial Advisor
plays a key role in delivering comprehensive, fiduciary-driven financial planning and relationship management for an assigned portfolio of existing clients. This role is centered on service, planning, operational execution, and maintaining high client satisfaction within a structured, process-driven advisory model.
You will serve as a primary point of contact for clients, ensure their plans are updated and implemented, and support internal team members while maintaining adherence to RIA fiduciary and compliance standards.
About the Firm
A boutique, process-driven retirement wealth management firm headquartered in Bellevue, WA. The firm focuses on structured, safety-first planning and is committed to providing clients with lifelong financial security and clarity. The environment is collaborative, utilizing consistent processes and workflows rather than siloed advisor models.
Role Overview
As an Existing Client Financial Advisor, you will:
Serve as the primary planning advisor for an assigned client base
Lead annual and periodic review meetings using a structured planning framework
Maintain, update, and execute client plans across income, portfolio, tax, healthcare, and estate planning topics
Ensure recommendations are implemented accurately and timely
Collaborate with internal teams and external partners on plan execution
Mentor junior team members and support developing professionals
Independently manage client account operations (withdrawals, distributions, RMD processing, beneficiary updates, etc.) within compliance guidelines
All activity is subject to fiduciary standards and compliance review. Investment advice is delivered only by appropriately licensed advisors.
Key Responsibilities
Client Planning & Relationship Management
Serve as primary point of contact for existing clients
Lead structured annual and periodic review meetings
Maintain and update financial plans, including:
Income and distribution strategies
Portfolio and allocation planning
Tax‑aware planning
Healthcare and long‑term care considerations
Estate planning coordination
Client Risk Management & Insurance
Identify coverage gaps and income-protection needs
Recommend solutions related to life insurance, annuities, or long-term care (within licensing scope)
Coordinate implementation with team members and partners
Account Operations & Service Execution
Manage day‑to‑day account operations, including:
Distributions and withdrawals
RMDs
Beneficiary changes
Service recovery and issue resolution
Maintain accurate workflow and documentation across custodial, planning, and CRM systems
Collaboration & Mentorship
Work closely with Senior Advisors and Client Service staff
Mentor junior team members, including Client Service Apprentices
Client Education & Communications
Contribute to client education initiatives (presentations, written materials, videos—subject to compliance)
Maintain proactive, clear communication with clients
Compliance & Professional Standards
Stay current on industry trends and fiduciary regulations
Ensure all recommendations and documentation adhere to compliance requirements
Required Experience & Competencies
Candidates should have demonstrated experience with:
Custodian Systems:
Daily use of Schwab Advisor Center
Financial Products & Operational Knowledge:
Buffered ETFs, structured notes, private credit, private equity
Fixed indexed annuities, whole life insurance, long-term care solutions
(Operational/service experience only; investment advice for licensed advisors)
Planning Software:
eMoney, Holistiplan
Data Tools:
Excel and/or Google Sheets
CRM Platforms:
HubSpot, Salesforce, Redtail, Wealthbox, or similar
RIA Environment:
2–5 years in an RIA or similar fiduciary setting
Qualifications
Required
Prior experience in financial advisory or client-facing planning
Strong knowledge of comprehensive planning
Series 65
(or equivalent)
Life & Health insurance license
(state-specific)
Excellent communication and interpersonal skills
High attention to detail and follow-through
Ability to thrive in a process-driven, collaborative advisory environment
Preferred
CFP®
or equivalent designation (completed or in-progress)
Experience with retiree or pre-retiree client base
Familiarity with insurance industry and RIA fiduciary standards
Proficiency with planning software and CRM systems
Compensation & Benefits
Compensation:
$90,000 – $125,000+
Bonus and Commission opportunities
Medical & dental contribution
401(k) with employer match
Paid holidays and PTO
Professional development and licensing reimbursement
Free parking and access to on-site fitness center
Location:
Bellevue, WA
Employment Type:
Full-Time | RIA Environment
The
Financial Advisor
plays a key role in delivering comprehensive, fiduciary-driven financial planning and relationship management for an assigned portfolio of existing clients. This role is centered on service, planning, operational execution, and maintaining high client satisfaction within a structured, process-driven advisory model.
You will serve as a primary point of contact for clients, ensure their plans are updated and implemented, and support internal team members while maintaining adherence to RIA fiduciary and compliance standards.
About the Firm
A boutique, process-driven retirement wealth management firm headquartered in Bellevue, WA. The firm focuses on structured, safety-first planning and is committed to providing clients with lifelong financial security and clarity. The environment is collaborative, utilizing consistent processes and workflows rather than siloed advisor models.
Role Overview
As an Existing Client Financial Advisor, you will:
Serve as the primary planning advisor for an assigned client base
Lead annual and periodic review meetings using a structured planning framework
Maintain, update, and execute client plans across income, portfolio, tax, healthcare, and estate planning topics
Ensure recommendations are implemented accurately and timely
Collaborate with internal teams and external partners on plan execution
Mentor junior team members and support developing professionals
Independently manage client account operations (withdrawals, distributions, RMD processing, beneficiary updates, etc.) within compliance guidelines
All activity is subject to fiduciary standards and compliance review. Investment advice is delivered only by appropriately licensed advisors.
Key Responsibilities
Client Planning & Relationship Management
Serve as primary point of contact for existing clients
Lead structured annual and periodic review meetings
Maintain and update financial plans, including:
Income and distribution strategies
Portfolio and allocation planning
Tax‑aware planning
Healthcare and long‑term care considerations
Estate planning coordination
Client Risk Management & Insurance
Identify coverage gaps and income-protection needs
Recommend solutions related to life insurance, annuities, or long-term care (within licensing scope)
Coordinate implementation with team members and partners
Account Operations & Service Execution
Manage day‑to‑day account operations, including:
Distributions and withdrawals
RMDs
Beneficiary changes
Service recovery and issue resolution
Maintain accurate workflow and documentation across custodial, planning, and CRM systems
Collaboration & Mentorship
Work closely with Senior Advisors and Client Service staff
Mentor junior team members, including Client Service Apprentices
Client Education & Communications
Contribute to client education initiatives (presentations, written materials, videos—subject to compliance)
Maintain proactive, clear communication with clients
Compliance & Professional Standards
Stay current on industry trends and fiduciary regulations
Ensure all recommendations and documentation adhere to compliance requirements
Required Experience & Competencies
Candidates should have demonstrated experience with:
Custodian Systems:
Daily use of Schwab Advisor Center
Financial Products & Operational Knowledge:
Buffered ETFs, structured notes, private credit, private equity
Fixed indexed annuities, whole life insurance, long-term care solutions
(Operational/service experience only; investment advice for licensed advisors)
Planning Software:
eMoney, Holistiplan
Data Tools:
Excel and/or Google Sheets
CRM Platforms:
HubSpot, Salesforce, Redtail, Wealthbox, or similar
RIA Environment:
2–5 years in an RIA or similar fiduciary setting
Qualifications
Required
Prior experience in financial advisory or client-facing planning
Strong knowledge of comprehensive planning
Series 65
(or equivalent)
Life & Health insurance license
(state-specific)
Excellent communication and interpersonal skills
High attention to detail and follow-through
Ability to thrive in a process-driven, collaborative advisory environment
Preferred
CFP®
or equivalent designation (completed or in-progress)
Experience with retiree or pre-retiree client base
Familiarity with insurance industry and RIA fiduciary standards
Proficiency with planning software and CRM systems
Compensation & Benefits
Compensation:
$90,000 – $125,000+
Bonus and Commission opportunities
Medical & dental contribution
401(k) with employer match
Paid holidays and PTO
Professional development and licensing reimbursement
Free parking and access to on-site fitness center